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That Damn Dream Again!

The story goes something like this. I've been unmasked as an intellectual fraud, shipped back to my home town where it's been discovered that I never actually completed my high school degree, and I'm then forced to re-enrol as a thirty-something-year-old senior taking basic courses in the revised curriculum. The academic year whizzes by and now I'm smack in the middle of finals week, realising in a panic that I've either missed a critical exam or failed to study for it. And now, ironically, despite the fact that ‘technically' I already have a Ph.D., and even with all the turgid prose and arguments I can muster, I'm apparently not even intelligent enough to graduate from high school.

I've experienced this same annoying dream, or some alternative version of it, at least once a week for many years now - probably since earning my Ph.D., in fact, in 2002. Now, as far as I know, I did graduate legitimately from high school ... barely. In a future post, I may talk at more length about the impostor phenomenon, a belief common among academics where, despite objective evidence to the contrary, one feels they have only achieved their success through luck, deception, or by duping the system.

In the present post, though, I'd like to tell you about a relatively new, empirically supported theory of dreaming that some scholars believe can account for this dream as well as similarly distressing dreams that you probably experience on a semi-regular basis too. It also can explain why recurrent dreams are usually nightmarish in nature, rather than euphoric and Bacchanalian in tone. (For me, rather unfortunately, such titillating scenes happen only once in a blue moon and are usually mired somehow in guilt anyway.)

Originally proposed by Finnish neuroscientist Antti Revonsuo, the Threat Simulation Theory, or "TST", holds that dreaming serves a biologically adaptive function because it allowed our evolutionary ancestors to simulate problem-solving strategies for genuine, waking life threats. Antonio Zadra, Sophie Desjardins, and Eric Marcotte of the University of Montreal, neatly summarise the central argument of TST this way: "By giving rise to a full-scale hallucinatory world of subjective experience during sleep, the dream production mechanism provides an ideal and safe environment for such sustained practice by selecting threatening waking events and simulating them repeatedly in various combinations." Although Revonsuo's theory was initially postulated for dreams in general, it has special relevance for recurrent dreams, argue Zadra and his colleagues, because these should capture the most salient threat themes jeopardising reproductive success.

Researchers in this area concede that the evolutionary predictions made by TST are not directly testable because we cannot gain access to the dream content of our distant ancestors. It would be nice, of course, if our australopithecine relatives had jotted down their nocturnal ruminations in trim bedside journals for dream researchers to study today, but as with any other evolutionary psychological theory, TST can be indirectly tested through the standard reverse-engineering logic of Darwinian adaptationist principles. What we should see in contemporary recurrent dreams, argues Revonsuo, are "threat scripts" depicting primitive themes of danger that would likely have been relevant in the ancestral environment. Thus, once you look past the specific cultural relevance of my warped "Strangers-With-Candy" nightmare of returning to high school as an adult, what's lurking beneath the storyline's surface is a deep-seated threat to my status and reputation, aspects which are central to the biological success of all social primates.

In a 2006 article published in the journal Consciousness and Cognition, Zadra, Desjardins, and Marcotte performed a content analysis on a set of 212 recurrent dreams reported by participants ranging from 18-81 years of age. Among their findings, the authors report that escape and pursuit themes were the most frequent type of threat found in their sample of recurrent dreams (25.9%), followed by accidents and misfortunes (19.7%), aggression and violence (19.0%), physical difficulties (17.0%), emotional difficulties (7.5%), and disasters (3.4%). Furthermore, in nearly all cases the dreamer him- or herself (rather than a stranger or loved one) was the specific target of the threat and usually the dreamers actively participated in some way to resolve, escape, or combat the threat.

Also in the majority of cases, the dreamer did not suffer any loss due to the threatening event, or the loss was minor. (In my recurring dream, it usually ends with me convincing myself that at the end of the day I still have a Ph.D., thus all my anxiety is for nought and I wake up with a sigh of relief.) Yet as the authors note, whether or not one resolves the threat during sleep may be inconsequential if simply reflecting on the simulated episode upon waking concurs biologically adaptive benefits. There is some evidence, for example, that recovered alcoholics and former smokers who dream of falling off the wagon and giving into their vices experience such negative nocturnal emotions that these nightmares actually support abstinence in real life.

So, what do you think, is there any truth to the Threat Simulation Theory of dreams, or is it one of those "Just So" stories that some critics of evolutionary psychology believe are concocted, groundless tales of human nature?

According to Zadra and his colleagues, one major finding from their study of recurrent dreams failed to support a prediction made by TST. This was that fewer than 10% of all dreams analysed involved "realistic and probable" threats that could be translated to biologically adaptive behaviour in the real world. It's unlikely, for example, that I'll be hauled off to repeat my senior year of high school, so what's the adaptive use of my mind going over this silly scenario like a broken record, week after week?

Here's what Revonsuo and his colleague Katja Valli have said in light of this finding: "...fantasy-based threats can activate the threat perception and avoidance mechanisms in a relevant manner, just as effectively as reality-based simulations. For dreaming to function as an efficient threat simulation it makes little difference whether it is a realistic wolf or a werewolf chasing you in the dream."

And then there's the issue of my other recurrent dream of being chased around the neighbourhood by a monster-sized albino snake while people in their homes are slamming their doors shut on me and closing their blinds. But maybe that's for a different post...

Comments

Just So

Since you ask, I call BS on TST. TST really appealed to me when it came out in 2000 but evidence has been building against it ever since. See what I wrote about the most recent paper deflating the theory.

BTW, in line with your albino snake scenario, when I first wrote about TST I said, "If I'm ever put in a situation where I need to rescue Bjork from a giant robotic turducken, I will be ALL SET."


Just like a sister acronym...

It seems to me that there's something there with TST, but much like TMT, it just bites off more than it can chew. What's a turducken?


estranged siblings

I'm much more persuaded by terror management theory than by threat simulation theory. If someone were to provide unassailable evidence in favor of TST, I would hop on board, but it just has too many problems. Even if there are cases where a dream prepares someone for a real life threat, that's a far cry from demonstrating that threat simulation was the driving force in the evolution of dreaming, especially considering that the effects of nightmares are negligible to negative.

A turducken is a chicken inside a duck inside a turkey. People eat it. Lucky people.


Same dream

I have that same dream that I am forced to go back to highschool. When I get there I can never remember my schedule and there is always a class that I forget to attend and must show up for mid-semester only to be chastized by the teacher and called irresponsible.

I think we do likely dream about real life threats to gain some sort of resolve. I also dream over and over again that someone is breaking into my childhood home. 911 puts me on hold and I decide I have to escape. I go out the window of the spare bedroom and scale the roof, sliding down the porch post and taking off through the back yard to a neighbor's house. The threat and escape are always the same, yet I haven't lived in my parent's home for 10 years and I'm not sure how the dream is teaching me to escape from real life threats. I do, however, wake up feeling somehow accomplished. Perhaps these type of dreams help us build confidence in our abilities or as in the highschool dream, help us accept and acknowledge our accomplishments.


Reiterated script

Becky, actually that's quite uncanny, as I've had that exact same version of the dream myself, where I can't recall my class schedule and arrive mid-semester only to be castigated by the teacher... odd.


I'm looking forward to the

I'm looking forward to the imposter phenomenon post.


Night School

Great post and comments. See also my article on dreaming and Revonsuo's theory from Psychology Today's October issue: http://psychologytoday.com/articles/index.php?term=20071029-000003&page=...


What a great title! "Night

What a great title! "Night School" ...


I used to have recurrent

I used to have recurrent dreams where I had been chased by someone I didn't know and everytime I was close to knowing the person, I'd wake up, it's frustrating. I knew that the dreams showed something about me, but I didn't know what it was. Now, it rarely happens.

How about the recurrent dreams where the person who had continuous fight in my real life, kept making amends in my dreams? Are these dreams applicable to TST?


Imposter phenomenon

I agree with Keely, I'm looking forward to a disscussion on "imposter phenomenon". I experience it from time to time.


Recurrent dream

The other recurrent dream theme I've heard others talk about is the "teeth falling out" dream. Clearly, massive tooth loss would pose some fitness problems if it happened, but it's hard to see how anything but modern oral hygiene can prevent it... so I'm not sure why we should be particularly primed to dream about it, if it's really about rehearsal.


Giant White Snakes

Are you sure the giant albino snake denied wasn't one of your angsty bacchanalian dreams? [rimshot]

Really though, you don't mention why you didn't get through high school easily. Nobody cares about how well they tested, aside perhaps from class-rank as a status symbol, but were there things you might have missed learning, or fear you did? Clearly if you've earned a PhD you've gotten by just fine in subsequent schooling, but that may have been narrow. I've also had similar recurring dreams (mine were usually about not getting to opening the book until the week before finals and feeling helpless in face of the task) and I do wish I had been able to take some other classes in high school, on subjects not "in my major". As I've gotten to reading on those subjects later in life, these dreams have subsided. Coincidence, perhaps.

I had a dream the other night that a starship was landing nearby and suddenly lost its anti-gravity engine and came crashing to the ground, erupting in a great fireball and spilling out some kind of dangerous superfluid everywhere (usually it's just an airplane, I'm upgrading). I reacted slowly - too interested in watching the fuel and worrying about the accident - and while I survived, I got a heck of a nasty space-fuel burn on my foot and leg. I'm often overly curious and sometimes spend too much time analyzing rather than acting, which has cost me in life more than once. I think this dream will help me react a bit faster, especially since it was rather vivid and memorable. Does that prove TST? No, but why can't that be a little part of the dream's usefulness?

I look forward to the impostor phenomenon, and can believe it. I often tell people in my line of work, "oh, you JUST need to do X,Y and Z; It's easy.". They look at me in disbelief and say, "yeah, Bill, easy for YOU maybe." But it is - I get paid decent money to do easy work. Yet people find value in that.


Giant White Snakes Indeed

Oh, I know exactly what the giant white snake was about (hint: it's not the band, and it's quite the opposite of Bacchanal, unfortunately). At least, exegetically it's pretty clear to me; but if it's a true symbol in the Freudian sense, it's puzzling to me why my mind would go through all that trouble of disguising it this way for defensive purposes, when it's so patently obvious to me anyway. And the only thing I recall about my high school education is becoming infatuated with Camus after reading The Stranger in 9th grade Lit. Well, that and the gleeful, adolescent terror we caused our poor semi-retired and very submissive French teacher. Otherwise I was too busy reconnoitering the social landscape, and I can still go into all kinds of detail about the many trifles, spats, and scandals between the years of 1989-1993 in Westerville, Ohio, if you're so inclined to hear. What I didn't realise at the time was how much of an education in psychology I was getting then. But, it's true, advanced algebra wasn't my cup of tea in 1993, nor I'd imagine it would be today.


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